We also provide other services related to CNMV regulations, banking regulations and insurance regulations, as well as legal and regulatory services.
Other
CNMV Regulations
- Outsourcing of the Regulatory Compliance function.
- Adaptation and implementation of the Securities Market Law, European Directives (MiFID, EMIR, PRIIP’S, etc.).
- Adaptation to the MiFID II – MiFIR set of regulations.
- Adaptation of policies and procedures to the internal control Circulars issued by the CNMV.
- Adaptation of policies and procedures related to Market Abuse.
- Consultancy on any regulation required by the CNMV.
- Training in CNMV regulations. You can click on the following link to access all the information about our training courses:
Banking Regulations
- Adaptation and implementation of procedures for transparency and customer protection in banking services.
- Consulting on the application of the Law on Transparency and customer protection in banking services.
Insurance regulations
- Adaptation and implementation of procedures.
- Consultancy on the application of insurance regulations.
- Training in insurance regulations. You can click on the following link to access all the information about our training courses:
Legal and Regulatory
- We defend our clients before third parties.
- Drafting of contracts and legal opinions.
- Sanctioning proceedings before supervisors.
- Accompaniment in the incorporation of financial entities and regulated vehicles before supervisors and regulators (CNMV, Bank of Spain and Directorate General of Insurance).
