Regulatory Compliance refers to the obligation of all companies to comply with all the external, internal regulations and best market practices that are applicable to them.
It is increasingly widespread that companies, starting with large corporations and listed companies, have a compliance function. This function is responsible for the compliance of the applicable regulatory framework by the firm, including its managers, employees and tied agents. To that end, it is important to identify risks, to establish and implement policies and procedures, to define internal controls to mitigate existing risks, to provide ongoing training to the employees and to regularly review the effectivity of the system implemented.
From Informa Consulting we provide ongoing support and advice to the management bodies and the regulatory compliance departments/units in order to reduce the risk of non-compliance to minimum levels.
Our services cover the following areas:
At Informa Consulting we believe that a preventive attitude towards the risks is more effective in the long run than a reactive one. The time invested in developing a compliance program, providing training and performing the relevant revisions, significantly reduces the economic and legal risks, as well as the reputational risk.
For this reason, we make available to our clients different subject matter experts, that provide advice and guidance on the best way to comply with applicable regulatory framework and best market practices.
We provide personalized services to each client, to do so, we take into consideration the following factors: their corporate activity, the specific services they offer, their target clients, and resources they count on.
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